Coastal Customer Account Fees
Advantage Account Fee
Investment (standard brokerage) Account Fee
UGMA/UTMA Account Fee
IRA Account Fee
Account Inactivity Fee
Alternative Investment Custody Fee
IRA Termination Fee
Safekeeping Fee
Lost Certificates
Confirm/Handling Fee
Margin Interest Rate
Stop Payment
Returned Checks
Transfer & Ship
Reorganization Activities
Bond Redemptions
Wire Transfer: Domestic
Wire Transfer: International
ACAT Delivery Fee
Options
$125.00 annually
$65.00 annually
$45.00 annually
$50.00 annually
$50.00 annually
$100.00 per investment ($600.00 per account maximum)
$95.00 per account
$25.00 per security per account
$50.00 plus transfer bonding cost
$4.50 per order
($15.00 minimum)
$25.00 per item
$25.00 per item
$30.00 (standard); $100.00 (rush)
Fee waived
Fee waived
$15.00
$35.00
$95.00
Varies2
Qualified Retirement Plans:
Standard Plan
Non-Standard Plan
Maintenance
$200.00 set-up fee
$250.00 set-up fee
$150.00 annually
Commissions1:
Annuities
Annuity Trails
Equities3, Exchange-Traded and OTC
Closed-End Funds3, Exchange-Traded Products, Rights and Warrants
3.75 – 7.5%
0.25 – 1.4%
0 – 5%
0 – 6.5%
1Commissions are described by range only. Your financial professional is an independent contractor responsible for setting his or her own commission charges. Commissions may vary based upon lot size and complexity of the product, and minimum charges may apply. Please ask your financial professional for the amount of commission he or she will charge for a particular transaction.
2This charge will vary based upon the strategy, the number of contracts and is generally subject to pricing by your financial professional. Please ask your financial professional for the amount of commission he or she will charge for a particular transaction.
3Various wrap-fee advisory accounts do not charge commissions for trades. Minimum commission charges may apply to small orders in the discretion of your financial professional. Please ask your financial professional the commission he or she will charge for your order. Your commission paid will be disclosed on your trade confirmations.